Prison & Correctional Misconduct

Understanding your rights and recognizing misconduct in correctional facilities.

What is Prison Misconduct?

Prison misconduct refers to illegal, unethical, or policy-violating behavior by correctional staff, including guards, administrators, medical personnel, and other employees within correctional facilities.

Physical Misconduct

  • • Excessive use of force
  • • Physical assault or battery
  • • Sexual assault or harassment
  • • Denial of medical care

Administrative Misconduct

  • • Corruption and bribery
  • • Contraband smuggling
  • • Falsifying records
  • • Discrimination and retaliation

Your Rights in Correctional Facilities

Constitutional Rights

  • Protection from cruel and unusual punishment (8th Amendment)
  • Right to adequate medical care
  • Protection from sexual assault (PREA)
  • Right to file grievances and complaints

Reporting Rights

  • Right to file internal grievances
  • Right to contact external oversight agencies
  • Protection from retaliation for reporting
  • Right to legal representation

How to Report Prison Misconduct in New York

For a New York State prison (DOCCS), there are two main ways to report staff misconduct. They serve different purposes, and in most serious cases you should use both.

Investigation

1. OSI Complaint

The DOCCS Office of Special Investigations (OSI) independently investigates serious staff misconduct — excessive force, sexual abuse (PREA), and other criminal or serious wrongdoing by correctional staff.

  • • Best for serious misconduct, abuse, or assault
  • • Investigated by an office outside the facility
  • • Can be filed by the incarcerated person, family, or an advocate
Generate an OSI Complaint
Facility process

2. DOCCS Grievance

The Incarcerated Grievance Program (IGRC) is the facility's formal complaint process. Filing a grievance creates an official record and is often a required step before you can pursue a lawsuit.

  • • Best for policy violations and day-to-day conditions
  • • Creates a formal, dated record at the facility
  • • Preserves your right to appeal and to sue later
Generate a DOCCS Grievance

Recommended: do both at once

For serious misconduct, filing both an OSI complaint and a facility grievance gives you the strongest protection: an independent investigation and an official facility record. You can generate each packet in just a few minutes.

Before you file: Document everything — dates, times, locations, staff names or badge numbers, and any witnesses. Keep copies of everything you submit. Retaliation for filing a complaint or grievance is itself prohibited and can be reported.
Note: The above applies to New York State prisons run by DOCCS. For a county jail, use the local correctional facility grievance process instead — see the report page to choose the right form.